Terms & Conditions

Nature of Roka Capital’s Business

Roka Capital operates as an independent capital advisory, structured finance and consultancy firm.

Our activities may include assisting companies, sponsors, shareholders and project owners with the preparation, positioning and structuring of financing requirements and, where appropriate, introducing opportunities to potential institutional investors, lenders, private credit providers, family offices and other capital providers.

Roka Capital is not a lender and does not represent that it will provide or deploy proprietary lending capital.

The appearance of any financing, investment, transaction or capital-related information on this Website should not be interpreted as an offer by Roka Capital to lend money, provide credit, make an investment or enter into a financial transaction.

No Investment or Financial Advice

Content on this Website is provided for general information only.

Nothing on this Website constitutes or should be construed as:

• Investment advice

• Financial advice

• Legal advice

• Tax advice

• Accounting advice

• A personal recommendation

• An offer or invitation to buy or sell any investment or financial instrument

• An invitation or inducement to engage in investment activity

• A commitment by Roka Capital or any third party to provide financing or investment

You should obtain independent professional advice appropriate to your individual circumstances before making financial, investment, legal, tax or commercial decisions.

No Guarantee of Funding or Transaction Completion

Roka Capital does not guarantee that any financing, investment, introduction or transaction will be available, approved or completed.

Any potential capital provider, lender, investor or counterparty introduced through Roka Capital remains responsible for its own:

• Due diligence

• Credit assessment

• Investment decision

• Commercial assessment

• Internal approvals

• Regulatory requirements

• Final decision whether or not to participate in a transaction

Any indicative terms, discussions or expressions of interest remain subject to further review, due diligence, documentation, approval and agreement unless expressly stated otherwise in legally binding documentation.

Website Information

We take reasonable care in preparing information published on this Website. However, information may be incomplete, generalised, outdated or subject to change.

We do not warrant or represent that:

• Website content is complete, accurate or current at all times

• The Website will always be available or uninterrupted

• Any particular financing or transaction structure will be available

• Information will be suitable for a particular person, company or transaction

• Access to the Website will be free from errors, viruses or other harmful components

You are responsible for independently verifying information before relying upon it.

No Client Relationship Created by Website Use

Accessing this Website, submitting an enquiry, sending information to Roka Capital or communicating with us does not by itself create:

• An adviser-client relationship

• An agency relationship

• A fiduciary relationship

• An exclusive mandate

• A financing commitment

• Any contractual obligation on Roka Capital to provide services

Any formal engagement of Roka Capital will be governed by separately agreed written terms, mandate, engagement letter, fee agreement or other contractual documentation.

In the event of any conflict between these Website Terms & Conditions and a separately executed written agreement between Roka Capital and a client, the separately executed agreement will govern the relevant engagement.

Introductions and Third Parties

Roka Capital may, where appropriate, introduce clients or opportunities to third-party capital providers, investors, lenders, advisers, service providers or other counterparties.

Unless expressly agreed otherwise in writing, Roka Capital does not control those third parties and is not responsible for:

• Their conduct

• Their decisions

• Their representations

• Their financial position

• Their performance

• Their regulatory status

• Their due diligence

• Their failure to complete a proposed transaction

Users should conduct their own due diligence and obtain independent professional advice before entering into arrangements with any third party.

Confidential & Transaction Information

You should not submit highly confidential, commercially sensitive or legally privileged material through the Website unless specifically requested to do so.

Where parties wish to exchange confidential transaction information, separate confidentiality or non-disclosure arrangements may be appropriate.

Submission of information through a Website contact form does not automatically create a confidentiality agreement.

Intellectual Property

Unless otherwise stated, the Website and its content, including text, graphics, branding, logos, design, presentation and other materials, are owned by or licensed to Roka Capital.

You may view and print Website content for your own legitimate personal or internal business use.

You may not, without our prior written permission:

• Reproduce substantial portions of the Website

• Republish Website content

• Commercially exploit Website materials

• Modify or create derivative works from our proprietary material

• Remove intellectual property notices

• Present Roka Capital’s content as your own

Nothing in these Terms transfers ownership of any intellectual property to you.

Acceptable Use

You must not use this Website:

• Unlawfully or fraudulently

• To attempt unauthorised access to our systems

• To transmit malware or harmful code

• To interfere with Website operation or security

• To collect information from the Website through unauthorised automated means

• To impersonate another person or organisation

• To submit deliberately false or misleading information

• In a manner that infringes the rights of Roka Capital or any third party

We may restrict or terminate access where we reasonably believe the Website is being misused.

External Links

The Website may contain links to third-party websites, organisations or information sources.

Such links are provided for convenience or information only.

A link does not constitute an endorsement, recommendation or guarantee by Roka Capital.

We have no control over third-party websites and accept no responsibility for their content, availability, privacy practices or security.

Limitation of Liability

Nothing in these Terms excludes or limits liability where such liability cannot lawfully be excluded or limited.

Subject to the above, to the fullest extent permitted by law, Roka Capital will not be liable for loss or damage arising solely from:

• Reliance on general information published on this Website

• Inability to access or use the Website

• Actions or omissions of independent third parties

• A decision by a lender, investor or capital provider not to proceed with a transaction

• Changes in market conditions

• Indirect or consequential loss arising from use of the Website

These Website Terms do not limit or modify any liability expressly assumed by Roka Capital under a separate written engagement agreement.

Privacy

Our processing of personal information in connection with this Website is governed by our Privacy Policy.

Users should read the Privacy Policy before submitting personal information through the Website.

Changes to the Website and These Terms

We may amend, update, suspend or withdraw all or part of the Website at any time.

We may also update these Terms & Conditions from time to time.

The current version will be published on this Website and the “Last updated” date will indicate when the terms were most recently revised.

Continued use of the Website following publication of updated terms constitutes acceptance of those terms.

Severability

If any provision of these Terms is found to be unlawful, invalid or unenforceable, that provision will be treated as modified to the minimum extent necessary or, where appropriate, removed.

The remaining provisions will continue in full force and effect.

Governing Law and Jurisdiction

These Terms & Conditions and any non-contractual obligations arising from or connected with use of this Website are governed by the laws of England and Wales.

The courts of England and Wales shall have jurisdiction in relation to disputes arising from or connected with these Terms or use of the Website, subject to any mandatory rights that applicable law may provide.

Contact

Questions regarding these Website Terms & Conditions can be directed to:

Website: www.rokacapital.co.uk

You may also contact us using the contact details or enquiry facility published on our Website.